Singularity-Katakamuna

Note on Samurai I — Two Filters

Two filters. The same distance from the original.


The most widely read book on Bushido in the Western world was written in English, in 1900, by a Japanese author named Inazo Nitobe. In Japan, the historical novels of Ryotaro Shiba have shaped how most modern Japanese picture the samurai.

Both are serious works. Both have the same limitation.

They describe what samurai did. Neither explains why they became capable of it.


Nitobe wrote for a Western audience shaped by Christian ethics. Loyalty, honor, rectitude — these concepts were translated into terms that Europeans and Americans could recognize. The translation was skillful. But something did not survive it: the interior condition that produced the behavior in the first place.

Shiba’s samurai are compelling. But they are novelistic — which means they carry, inevitably, an image of how things ought to have been. Readers are moved because they recognize an ideal. The ideal and the historical reality are not the same thing.

Westerners see samurai through Nitobe’s filter. Modern Japanese see samurai through Shiba’s filter. Different filters. The same distance from what was actually there.


The behaviors that both describe — fearlessness in the face of death, loyalty carried to its ultimate conclusion, the willingness to turn a blade on oneself rather than compromise — these are results.

The question that neither asks is: what was the interior state that made these results possible?

Why did they act this way? What produced that judgment — that this was the right thing to do? How does a person become capable of this? Not through sudden mutation. Not through force.

There was a necessity that made it inevitable. It began in childhood.

That is the subject of the next note.

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